Scandals over the
last year have revealed a number of cases of overt corruption. Former
Congressmen Duke Cunningham (CA) and Robert Ney (OH) were caught trading votes
for campaign contributions and other bribes. Disgraced lobbyist Jack
Abramoff landed in jail for masterminding efforts using campaign contributions
to steer public funds to his pet projects. Rep William Jefferson (LA) is under
investigation after the FBI found $90,000 in cash in his freezer and former
Rep.Tom DeLay is still defending himself against corruption charges.
Several top legislative and White House aides have already pled guilty to
corruption charges and this may only be the tip of the iceberg.
Scrutiny by the
press and others has shown grossly inadequate rules and lax enforcement of the
rules in Congress covering ethics and lobbying practices. While Congress operated in a state of denial, voters were clear about how they felt. Election day exit polls cited corruption as the top issue motivating voters. Polls throughout the year (USA Today, Gallop, CNN) showed corruption in Congress tied as a top tier concern among voters. And a post election USA Today/Gallop poll found that Americans continue to be skeptical of Congress. The poll found only 15% of Americans gave U.S. Senators high or very high marks for honesty and ethical standards. Only 14% did so for U.S. Representatives.
House answers skeptics; takes first important steps on ethics changes
The new
Congress in its opening session took its first critical steps in changing the
way business is done in
Washington
. The overwhelming support (the measures passed 430 to 1)
for new restrictions on lobbyist-funded trips and gifts sends a powerful
message that the new Congress is taking the need for reform seriously. This is a sea-change from the ill-conceived
and ineffectual bill considered and passed by the House during the scandal
plagued session last year. There
is more to be done and topping the list is the establishment of an
independent enforcement entity.
Key
is enforcement
Jack Abramoff’s
fall from power cannot be credited to an aggressive House or Senate ethics
enforcement process. He was turned in to the Justice Department by a
competitor turned whistle-blower. After the initial details of the case came
out, the House and Senate Ethics Committees sat on their hands. They
initiated no probe nor asked any questions nor made any attempt to see if
members had violated the rules and the public trust. The House Ethics
Committee was so paralyzed they failed to even convene a meeting for most of
the 109th Congress.
The current system
is broken. Overseeing one’s own colleagues is difficult under any
circumstances, but oversight in a partisan-charged environment like the U.S.
Congress is, as we have now seen, impossible. This is not to say that
members of Congress are any less capable than others to self-police, no one
self-polices well. In the Executive Branch there is an Office of
Government Ethics. Businesses have outside auditors. Congress needs independent
and professional oversight and enforcement of the rules.
Several proposals,
such as the Office of Public Integrity put forth in the House by Reps. Shays (CT)
and Meehan (MA), or an independent ethics commission as detailed in a bill by
Reps. Castle (DE) and Platts (PA) create workable models of how such entities
would operate. Regardless of the specific model there are a number of important
principles that U.S. PIRG and other reform groups have developed to ensure a
fair professional process.
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The enforcement office should
have the authority to receive and investigate outside complaints and to
initiate and conduct investigations on its own authority, where the office
determines that a matter requires investigation. The office should have the
powers necessary to conduct investigations, including the authority to
administer oaths, and to issue and enforce subpoenas. The subject of any
investigation should have the opportunity to present information to the Office
to show that no violation has occurred. The office should have the authority to
dismiss frivolous complaints expeditiously and to impose sanctions for filing
such complaints.
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The office should be headed by
a Director or by a three-member panel, should have a professional, impartial
staff and should have the resources necessary to carry out the office's
responsibilities.
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If the office is headed by a
Director, the Director should be chosen jointly by the Speaker and Minority
Leader. If the Office is headed by a panel, the panel should consist of three
members, with one member chosen by the Speaker, one member chosen by the
Minority Leader and the third member chosen by the other two members.
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The Director or panel members
should be individuals of distinction with experience as judges, ethics
officials or in law enforcement, should not be Members or former Members,
should have term appointments and should be subject to removal only for cause
by joint agreement of the Speaker and Minority Leader.
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The office should have the
authority to present a case to the House Ethics Committee for its decision,
based on the same standard that is currently used to determine when a case
should be presented to the Committee. The Ethics Committee would be responsible
for determining if ethics rules have been violated and what, if any, sanctions
should be imposed or recommended to the House. A public report should be issued
on the disposition of a case by the Ethics Committee. The office should have
the authority to recommend sanctions to the Committee, if the Committee
determines an ethics violation had occurred.
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The office should receive,
monitor and oversee financial disclosure, travel and other reports filed by
Members and staff, to ensure that reports are properly filed and to make the
reports public in a timely and easily accessible manner. The office should have
the same authority for lobbying reports filed under the Lobbying Disclosure
Act.
Beyond the highly
touted “first 100 hours,” the 110th Congress must move to create
outside, professional oversight to ensure the new rules will not be paper tigers
and assure the American people that the new Congress will different from the
last.